| TAPP FRANKLIN DISTRIBUTORS, LLC
97436887 31 May 2022 | on 05 Dec 2023
| Financial information and advisory services, namely, financial, econom... Class 036 Class 036 Insurance & Financial Services TAP Class 041 Class 041 Education and Entertainment Services Financial information and advisory services, namely, financial, economic and investment information to financial professionals | | | ACES: A COMMITMENT TO EDUCATION AND SERVICE Franklin Distributors, LLC
97104070 02 Nov 2021 | on 14 Mar 2023
| Financial services of brokers selling mutual funds to employer-sponsor... Class 036 Class 036 Insurance & Financial Services A COMMITMENT EDUCATION SERVICE | | | SCHOLARS CHOICE FRANKLIN DISTRIBUTORS, LLC
75809291 27 Sep 1999 | on 16 Feb 2021
| FINANCIAL SERVICES, NAMELY MANAGING INVESTMENT FUNDS FOR COLLEGE SAVIN... Class 036 Class 036 Insurance & Financial Services FINANCIAL SERVICES, NAMELY MANAGING INVESTMENT FUNDS FOR COLLEGE SAVINGS | | | ACES FRANKLIN DISTRIBUTORS, LLC
77476776 16 May 2008 | on 01 Sep 2020
| Financial services of assisting brokers with services offered to 401k ... Class 036 Class 036 Insurance & Financial Services Financial services of assisting brokers with services offered to 401k plan sponsors which enables brokers to provide guidance and investment-related support and information to defined contribution plan sponsors, fiduciaries, and plan participants | | | ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE FRANKLIN DISTRIBUTORS, LLC
85010721 09 Apr 2010 | on 30 Aug 2020
| [ Educational services provided to 401(k) plan sponsors and plan fiduc... Class 036 Class 036 Insurance & Financial Services [ Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning ] Class 041 Class 041 Education and Entertainment Services Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants | | | RETIREMENT REIMAGINED FRANKLIN DISTRIBUTORS, LLC
78178584 25 Oct 2002 | on 28 Jun 2014
| FINANCIAL SERVICES, NAMELY FUNDS INVESTMENT, INVESTMENT ADVICE; FINANC... Class 036 Class 036 Insurance & Financial Services "RETIREMENT" | | | RETIREMENT ADVISOR CONCIERGE PROGRAM FRANKLIN DISTRIBUTORS, LLC
85299569 20 Apr 2011 | on 06 Oct 2023 | Financial consultation and financial information provided to retiremen... Class 036 Class 036 Insurance & Financial Services "RETIREMENT ADVISOR" OR "PROGRAM" | | | ACES ADVANTAGE FRANKLIN DISTRIBUTORS, LLC
77476812 16 May 2008 | on 02 Apr 2021 | Financial services of brokers selling mutual funds to employer-sponsor... Class 036 Class 036 Insurance & Financial Services Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants Class 041 Class 041 Education and Entertainment Services Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants | | 
