section 8
on 02 Apr 2021
Last Applicant/ Owned by
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
Serial Number
77476812 filed on 16th May 2008
Registration Number
3842090 registered on 31st Aug 2010
Correspondent Address
Jordan Arnot Leahey
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing Read More
Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
05th May 2010
05th May 2010
Educational services provided to 401k plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning
05th May 2010
05th May 2010
No 77476812
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
21st Jan 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
21st Jan 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
21st Jan 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
08th Dec 2021 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
02th Apr 2021 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
31st Aug 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
16th Oct 2015 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
16th Oct 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
03rd Oct 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
31st Aug 2015 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |