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FINRA
Live/Registered
REGISTERED

on 04 Aug 2020

Last Applicant/ Owned by

1700 K Street NW, 12th Floor

Washington

DC

20006

Serial Number

88613203 filed on 11th Sep 2019

Registration Number

6120509 registered on 04th Aug 2020

in the Principal Register

Correspondent Address

Aaron D. Hendelman

Aaron D. Hendelman

650 Page Mill Road

Palo Alto,CA 94304

Filing Basis

1. intent to use

2. use application currently

Disclaimer

NO DATA

FINRA

Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, loggin Read More

Classification Information


Class [045]
Personal & Legal & Social Services


Arbitration, mediation and dispute resolution services


First Use Date in General

30th Jul 2007

First Use Date in Commerce

30th Jul 2007

Class [042]
Computer & Software Services & Scientific Services


Providing online non-downloadable software, namely, an online database pertaining to securities transactions, securities customer and account; providing online non-downloadable software, namely, an online repository for tracking, maintaining, processing and storing data; electronic data storage; providing online non-downloadable software, namely, providing software for monitoring, tracking, logging, analyzing, auditing and reporting in the fields of regulatory compliance and financial securities; Providing online non-downloadable software for archiving and retrieving data


First Use Date in General

30th Jul 2007

First Use Date in Commerce

30th Jul 2007

Class [041]
Education and Entertainment Services


Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals


First Use Date in General

30th Jul 2007

First Use Date in Commerce

30th Jul 2007

Class [036]
Insurance & Financial Services


Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades


First Use Date in General

30th Jul 2007

First Use Date in Commerce

30th Jul 2007

Class [035]
Advertising, Business & Retail Services


Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees


First Use Date in General

30th Jul 2007

First Use Date in Commerce

30th Jul 2007

Class [009]
Computer & Software Products & Electrical & Scientific Products


Downloadable computer software containing accessible databases and downloadable computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; downloadable computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments


First Use Date in General

30th Jul 2007

First Use Date in Commerce

30th Jul 2007

Mark Details


Serial Number

No 88613203

Mark Type

No Service Mark

Attorney Docket Number

No 18110-TM1048

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
14th Mar 2024TEAS CHANGE OF OWNER ADDRESS RECEIVED
14th Mar 2024APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
14th Mar 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
14th Mar 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
14th Mar 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
04th Aug 2020REGISTERED-PRINCIPAL REGISTER
30th Jun 2020NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
29th Jun 2020ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
17th Jun 2020CASE ASSIGNED TO INTENT TO USE PARALEGAL
17th Jun 2020STATEMENT OF USE PROCESSING COMPLETE