| SECURITIES INDUSTRY ESSENTIALS Financial Industry Regulatory Authority, Inc.
86658247 10 Jun 2015 | on 16 Nov 2024
| Educational examination services; educational testing, namely, adminis... Class 035 Class 035 Advertising, Business & Retail Services Educational examination services; educational testing, namely, administering qualification examinations to professionals for educational purposes Class 041 Class 041 Education and Entertainment Services Testing to determine professional competency in the field of securities; administration of qualification examinations to professionals to determine professional competency | | | FIRST Financial Industry Regulatory Authority, Inc.
97600465 21 Sep 2022 | on 03 Sep 2024
| providing a website featuring financial information for financial serv... Class 035 Class 035 Advertising, Business & Retail Services providing a website featuring financial information for financial services industry professionals and firms Class 036 Class 036 Insurance & Financial Services business services, namely, maintaining data in an online database of rules and regulations pertaining to the financial securities industry Class 042 Computer & Software Services & Scientific Services providing an online database of rules and regulations pertaining to the financial securities industry; providing a website featuring regulatory compliance information for financial services industry professionals and firms; providing a website featuring information and tools in the nature of searchable databases regarding rules and regulations pertaining to the financial securities industry
Class 045 Personal & Legal & Social Services providing a website featuring tools in the nature of non-downloadable software to assist users with accessing and understanding rules and regulations pertaining to the financial securities industry | | | FINRA RULEBOOK SEARCH TOOL Financial Industry Regulatory Authority, Inc.
97600466 21 Sep 2022 | on 03 Sep 2024
| providing a website featuring financial information for financial serv... Class 035 Class 035 Advertising, Business & Retail Services providing a website featuring financial information for financial services industry professionals and firms Class 036 Class 036 Insurance & Financial Services business services, namely, maintaining data in an online database of rules and regulations pertaining to the financial securities industry Class 042 Computer & Software Services & Scientific Services providing an online database of rules and regulations pertaining to the financial securities industry; providing a website featuring regulatory compliance information for financial services industry professionals and firms; providing a website featuring information and tools in the nature of searchable databases regarding rules and regulations pertaining to the financial securities industry
Class 045 Personal & Legal & Social Services "RULEBOOK SEARCH TOOL" | | | FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY Financial Industry Regulatory Authority, Inc.
88948503 04 Jun 2020 | on 16 Jul 2024
| Arbitration, mediation and dispute resolution services,Providing servi... Class 035 Class 035 Advertising, Business & Retail Services Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades Class 036 Class 036 Insurance & Financial Services Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees Class 041 Education and Entertainment Services Arbitration, mediation and dispute resolution services
Class 045 Personal & Legal & Social Services "FINANCIAL INDUSTRY REGULATORY AUTHORITY" | | | FINRA FUNDING PORTAL REGISTRATION DEPOSITORY Financial Industry Regulatory Authority, Inc.
86613714 29 Apr 2015 | on 18 Nov 2023
| Providing online non-downloadable software, namely, an online electron... Class 042 Class 042 Computer & Software Services & Scientific Services Providing online non-downloadable software, namely, an online electronic filing system for registration of funding portals pursuant to the crowdfunding provisions of the JOBS Act | | | PROCTOR FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
74104528 10 Oct 1990 | on 24 Oct 2023
| training, educational testing and certification of professional and em... Class 042 Class 042 Computer & Software Services & Scientific Services training, educational testing and certification of professional and employment skills and abilities | | | PROCTOR FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
74104527 10 Oct 1990 | on 18 Oct 2023
| computer programs for training, testing, and certification of professi... Class 009 Class 009 Computer & Software Products & Electrical & Scientific Products computer programs for training, testing, and certification of professional and employment skills and abilities | | | FINRA AUTOMATED DATA DELIVERY SYSTEM Financial Industry Regulatory Authority, Inc.
85493077 12 Dec 2011 | on 10 Aug 2023
| Providing a website featuring technology that enables registered users... Class 036 Class 036 Insurance & Financial Services "AUTOMATED DATA DELIVERY SERVICE" Class 042 Class 042 Computer & Software Services & Scientific Services Providing a website featuring technology that enables registered users to request and obtain downloadable data files containing information pertaining to executed and rejected trades of financial securities | | | FINRA ADDS Financial Industry Regulatory Authority, Inc.
85492078 09 Dec 2011 | on 10 Aug 2023
| Providing a website featuring technology that enables registered users... Class 036 Class 036 Insurance & Financial Services Providing a website featuring financial information pertaining to executed and rejected trades of financial securities Class 042 Class 042 Computer & Software Services & Scientific Services Providing a website featuring technology that enables registered users to request and obtain downloadable data files containing information pertaining to executed and rejected trades of financial securities | | | FPRD Financial Industry Regulatory Authority, Inc.
86613694 29 Apr 2015 | on 30 May 2023
| Providing online non-downloadable software, namely, an online electron... Class 042 Class 042 Computer & Software Services & Scientific Services Providing online non-downloadable software, namely, an online electronic filing system for registration of funding portals pursuant to the crowdfunding provisions of the JOBS Act | |