REGISTERED AND RENEWED
on 12 Jun 2019
Last Applicant/ Owned by
1700 K Street NW, 12th Floor
Washington
DC
20006
Serial Number
77976554 filed on 10th Jul 2007
Registration Number
3604224 registered on 07th Apr 2009
Correspondent Address
Aaron D. Hendelman
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
FINRA
Arbitration, mediation and dispute resolution services Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting th Read More
Classification Information
Class [045]
Personal & Legal & Social Services
Arbitration, mediation and dispute resolution services
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Class [041]
Education and Entertainment Services
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities regulation and compliance, investor education, and providing continuing education programs for securities industry professionals
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Class [036]
Insurance & Financial Services
Financial consulting services for others, namely, providing analysis of securities market regulations, management and operations, providing advice regarding the structure and regulation of securities markets; providing an on-line computer database of information in the field of securities and equities trading, corporate bond transactions, securities regulation, financial investments, namely, securities, securities firms, broker/dealers and investment advisors, grants, investor protection, and rules to govern securities day-trading activities; providing an on-line computer database with information regarding pricing and quotes for bonds, equities and securities, reports on bonds, equities and securities trades, and comparisons of bonds, equities and securities trades
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Class [035]
Advertising, Business & Retail Services
Providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, providing and maintaining a registry of member firms and their employees, investment advisors and individuals and entities within the securities and investment industry; promoting the services of others, namely, advertising and marketing a series of discounted insurance, mail delivery and telecommunications services to members; on-line retail store services featuring booklets and manuals dealing with the securities and investment industry, and featuring clothing, hats, bags, office supplies and accessories, watches, paper goods, umbrellas, and coffee mugs; business services for others, namely, providing an online database featuring employment and disciplinary information regarding professionals in the securities and investment advisor industries; providing for others an on-line computer database with information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees and investment advisors; providing for others information regarding the professional background, business practices and conduct of registered financial brokerage firms and their registered employees in response to telephone and email inquiries; providing for others monitoring and information concerning securities markets around the world to determine compliance with regulations; association services, namely, creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries, namely, enforcement of securities regulations and securities trade rules, investigation to evaluate compliance with securities regulations and securities trade rules, disciplining securities firms and individuals who violate securities rules and laws, and investigation of investor complaints regarding the business conduct of an investment firm or professional; testing and examination to determine professional competency of brokerage firms and their employees
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Class [016]
Paper Goods and Printed Material
Printed matter, namely, manuals, newsletters, brochures, pamphlets and leaflets regarding regulations and requirements pertaining to the securities and investment advisor industries and corporate bonds; and regarding databases containing employment, licensing and disciplinary information on professionals in the securities and investment advisor industries; printed educational materials regarding regulation in the area of securities, investor education, trading of securities and corporate bonds, the securities and investment advisor industries and corporate bond markets; business cards; stationery; notepads; pens
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Class [014]
Jewelry Products
Lapel pins [ and watches ]
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Class [009]
Computer & Software Products & Electrical & Scientific Products
Computer software containing accessible databases and computer software used to access online databases, both pertaining to licensing, employment and disciplinary information of professionals in the securities and investment advisor industries; computer programs for training, testing, and certification of professional and employment skills and abilities; downloadable podcasts with information related to securities, equities and financial investments
First Use Date in General
30th Jul 2007
First Use Date in Commerce
30th Jul 2007
Mark Details
Serial Number
No 77976554
Mark Type
No Service Mark
Attorney Docket Number
No 18110-TM1006
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
No
66A Current
No
Current Basis
No
No Basis
No
Legal History
| Status Date | Action Taken |
|---|---|
| 14th Mar 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 14th Mar 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 14th Mar 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 14th Mar 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 14th Mar 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 12th Jun 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| 12th Jun 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| 12th Jun 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 12th Jun 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| 07th May 2019 | TEAS SECTION 8 & 9 RECEIVED |