on 04 Oct 2024
Last Applicant/ Owned by
LEGAL DEPARTMENT
CHARLOTTE
NC
28202
Serial Number
85768739 filed on 01st Nov 2012
Registration Number
4467607 registered on 14th Jan 2014
Correspondent Address
Brian M. Davis
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Securities clearing services and financial clearing services for broker-dealer back office services; Financial services, namely, investment advice, consultation and brokerage in the fields of stocks, bonds, mutual funds and other securities, financial planning, financial forecasting, personal financial situation assessment and evaluation
Securities clearing services and financial clearing services for broker-dealer back office services; Financial services, namely, investment advice, consultation and brokerage in the fields of stocks, bonds, mutual funds and other securities, financial planning, financial forecasting, personal financial situation assessment and evaluation
01st Jan 2013
01st Jan 2013
No 85768739
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
04th Oct 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
04th Oct 2024 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
04th Oct 2024 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
04th Oct 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
15th Jul 2024 | TEAS SECTION 8 & 9 RECEIVED |
14th Jan 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
28th Oct 2020 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
04th Sep 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
04th Sep 2019 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
04th Sep 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |