on 01 Sep 2016
Last Applicant/ Owned by
ONE SOUTH MAIN STREET, SUITE 1100
SALT LAKE CITY
US
UT
84133
Serial Number
78768433 filed on 07th Dec 2005
Registration Number
3180413 registered on 05th Dec 2006
Filing Basis
1. use application currently
Disclaimer
NO DATA
Financial services provided in-person, by telephone, and electronically over the Internet, namely, broker-dealer services, namely, purchase and sale of stocks, bonds, fixed income investments, exchange traded mutual funds, open ended mutual funds, and other securities products; investment advice; investment management services; financial analysis and consultation; mutual fund distribution services Read More
Financial services provided in-person, by telephone, and electronically over the Internet, namely, broker-dealer services, namely, purchase and sale of stocks, bonds, fixed income investments, exchange traded mutual funds, open ended mutual funds, and other securities products; investment advice; investment management services; financial analysis and consultation; mutual fund distribution services; asset management services; money management services; mutual fund investment services; retail brokerage account services for individual, joint, custodial, trust, retirement, and other accounts
16th Sep 2004
16th Sep 2004
No 78768433
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
20th Mar 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
21st Apr 2017 | NOTICE OF SUIT |
22nd Feb 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
22nd Feb 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
09th Dec 2016 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
09th Dec 2016 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
01st Sep 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
01st Sep 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
01st Sep 2016 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
01st Sep 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |