on 16 Sep 2022
Last Applicant/ Owned by
331 Newman Springs Rd., Suite 122
Red Bank
NJ
07701
Serial Number
85394073 filed on 10th Aug 2011
Registration Number
4118496 registered on 27th Mar 2012
Correspondent Address
Robert N. Cook
Filing Basis
1. use application currently
Disclaimer
NO DATA
Financial and investment services, namely, providing and assisting others with financial and investment management, planning and research; Financial and investment portfolio management; Financial and investment risk management; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment
Financial and investment services, namely, providing and assisting others with financial and investment management, planning and research; Financial and investment portfolio management; Financial and investment risk management; Mutual fund brokerage; Mutual fund distribution; Mutual fund investment
26th Jan 2006
26th Jan 2006
No 85394073
No Service Mark
No 09450018MA
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
16th Sep 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
16th Sep 2022 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
16th Sep 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
16th Sep 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
23rd Mar 2022 | TEAS SECTION 8 & 9 RECEIVED |
27th Mar 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
23rd Aug 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
23rd Aug 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
23rd Aug 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
18th Jul 2017 | TEAS SECTION 8 & 15 RECEIVED |