on 13 Jan 2022
Last Applicant/ Owned by
550 Diamond View II
Durham
NC
27701
Serial Number
85261270 filed on 08th Mar 2011
Registration Number
4170095 registered on 10th Jul 2012
Correspondent Address
David H. Faux
Filing Basis
1. use application currently
Disclaimer
NO DATA
Advice relating to investments; Capital investment consulting; Consulting services in the field of retirement plan administration and fiduciary compliance; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial Read More
Advice relating to investments; Capital investment consulting; Consulting services in the field of retirement plan administration and fiduciary compliance; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial analyses; Financial analysis and consultation; Financial analysis and research services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial asset management; Financial consultancy; Financial consultation; Financial consultation in the field of retirement plans; Financial consulting; Financial consulting services, namely, expert analysis in finance; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information; Financial information and advisory services; Financial information provided by electronic means; Financial planning; Financial planning and investment advisory services; Financial planning consultation; Financial planning for retirement; Financial planning, namely, the creation of personalized strategies to achieve financial independence; Financial portfolio management; Financial research; Financial research and information services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Information, advisory, consultancy and research services relating to finance and investments; Investment advice; Investment advisory services; Investment consultancy; Investment consultation; Mutual fund investment; Providing financial information; Providing financial services with respect to securities and other financial instruments and products, namely, money management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing information and advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Providing information and research in the field of finance and financial investments
05th Jul 1996
22nd Aug 1996
No 85261270
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
13th Jan 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
13th Jan 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
13th Jan 2022 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
10th Jan 2022 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
13th Dec 2021 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
13th Dec 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
13th Jul 2021 | TEAS SECTION 8 & 9 RECEIVED |
10th Jul 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
16th Aug 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
16th Aug 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |