accepted and acknowledged
on 16 Oct 2023
Last Applicant/ Owned by
2525 Ponce de Leon Blvd., Suite 300
Coral Gables
FL
33134
Serial Number
87410026 filed on 13th Apr 2017
Registration Number
5334691 registered on 14th Nov 2017
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
Regulatory compliance consulting in the field of registered investment advisor, broker-dealer and bank compliance with SEC, FINRA, Federal Reserve Bank, OCC, Bank Secrecy and Patriot Act rules
Regulatory compliance consulting in the field of registered investment advisor, broker-dealer and bank compliance with SEC, FINRA, Federal Reserve Bank, OCC, Bank Secrecy and Patriot Act rules
31st Jan 2013
31st Jan 2013
No 87410026
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
16th Oct 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
16th Oct 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
16th Oct 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
15th Apr 2023 | TEAS SECTION 8 & 15 RECEIVED |
14th Nov 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
14th Nov 2017 | REGISTERED-PRINCIPAL REGISTER |
29th Aug 2017 | PUBLISHED FOR OPPOSITION |
29th Aug 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
09th Aug 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
11th Jul 2017 | APPROVED FOR PUB - PRINCIPAL REGISTER |