on 19 Mar 2021
Last Applicant/ Owned by
65 Locust Ave, Suite 300
New Canaan
CT
06840
Serial Number
85143511 filed on 01st Oct 2010
Registration Number
4065703 registered on 06th Dec 2011
Filing Basis
1. use application currently
Disclaimer
NO DATA
Assuming financial risk of others by entering into options and swaps; Electronic financial trading services; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial analyses; Financial analysis and consultation; Financial analysis and research services; Financial and investment services, namely, management and brokerage in the fields of s Read More
Assuming financial risk of others by entering into options and swaps; Electronic financial trading services; Financial advice; Financial advice and consultancy services; Financial advisory and consultancy services; Financial analyses; Financial analysis and consultation; Financial analysis and research services; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial asset management; Financial consultancy; Financial consultation; Financial consulting; Financial consulting and advising in the field of mergers and acquisitions; Financial due diligence; Financial due diligence services in the field of real estate; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information; Financial information and advisory services; Financial information and evaluations; Financial investment analysis and stock research; Financial investment brokerage; Financial investment brokerage services; Financial management; Financial research; Financial research and equity research brokerage services; Financial research and information services; Financial restructuring services; Financial risk management; Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, business fundraising for others; Financial services, namely, commodity trading and managed futures advisory and management services; Financial services, namely, conducting a securities and derivatives exchange; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, credit agencies featuring credit processing, namely, credit checking, credit analyzing, and financial reporting services; Financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the U.S. and overseas market securities; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, issuance and management of certificates backed by loan portfolios which are subsequently managed to insure the integrity of the certificates; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the U.S. and overseas market securities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, raising debt and equity capital for others; Financial services, namely, raising money for the hedge funds of others; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial transaction services, namely, providing secure commercial transactions and payment options; Financial transaction services, namely, providing secure commercial transactions and payment options using a mobile device at a point of sale; Financial valuations; Insurance and financial information and consultancy services; Leveraged buy outs and investments in financially distressed or underperforming companies; Providing financial information; Providing investors with financial information; Provision of financial information; Strategic financial advisory services
01st Apr 2010
01st Apr 2010
No 85143511
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
19th Mar 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
19th Mar 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
19th Mar 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
19th Mar 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
07th Dec 2020 | TEAS SECTION 8 & 9 RECEIVED |
06th Dec 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
18th Dec 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 - E-MAILED |
18th Dec 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
18th Dec 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
30th Nov 2017 | TEAS SECTION 8 RECEIVED |