on 11 Jun 2019
Last Applicant/ Owned by
2300 North Ridge Top Road
Santa Fe
US
NM
87506
Serial Number
78831544 filed on 07th Mar 2006
Registration Number
3617618 registered on 05th May 2009
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Financial management services, namely, investment advisory, supervisory, and management services to individual and institutional investors; providing administration and shareholder services to mutual funds, namely, account information, data, market data, share price movement and securities reporting, and account record keeping; fund advisory and investment services, namely, individual bond and equ Read More
Financial management services, namely, investment advisory, supervisory, and management services to individual and institutional investors; providing administration and shareholder services to mutual funds, namely, account information, data, market data, share price movement and securities reporting, and account record keeping; fund advisory and investment services, namely, individual bond and equity securities, and municipal, bond, money market, income, value, growth, and stock equity mutual funds; providing separate investment brokerage, and retirement accounts, namely, buying, selling, maintenance, and management of financial securities, stocks, bonds, and other investments
07th Mar 2006
28th Sep 2008
No 78831544
No Service Mark
No 31699-1001
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
11th Jun 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
11th Jun 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
11th Jun 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
11th Jun 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
06th May 2019 | TEAS SECTION 8 & 9 RECEIVED |
05th May 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
22nd Aug 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
22nd Aug 2015 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
22nd Aug 2015 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
23rd Jul 2015 | TEAS SECTION 8 & 15 RECEIVED |