on 05 Apr 2021
Last Applicant/ Owned by
1776 Pleasant Plain Road
Fairfield
IA
52556
Serial Number
85032795 filed on 07th May 2010
Registration Number
3893802 registered on 21st Dec 2010
Correspondent Address
Brett D. Papendick
Filing Basis
1. use application currently
Disclaimer
NO DATA
INVESTMENT ADVICE AND BROKER/DEALER SERVICES IN THE FIELD OF SECURITIES AND ANNUITIES, ALL PROVIDED TO FINANCIAL PLANNERS, FINANCIAL ADVISORS AND FINANCIAL ASSET MANAGERS
INVESTMENT ADVICE AND BROKER/DEALER SERVICES IN THE FIELD OF SECURITIES AND ANNUITIES, ALL PROVIDED TO FINANCIAL PLANNERS, FINANCIAL ADVISORS AND FINANCIAL ASSET MANAGERS
31st Mar 2005
31st Mar 2005
No 85032795
No Service Mark
No 15070-1-8
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
20th Jan 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
20th Jan 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
20th Jan 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
20th Jan 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
05th Apr 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
05th Apr 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
05th Apr 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
05th Apr 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
21st Dec 2020 | TEAS SECTION 8 & 9 RECEIVED |
20th Feb 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |