on 23 Apr 2019
Last Applicant/ Owned by
1-1-1 Shibakoen,Minato-ku, Tokyo 105-001
JP
Serial Number
79234680 filed on 14th Mar 2018
Registration Number
5730492 registered on 23rd Apr 2019
Correspondent Address
Michael T. Smith
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Investment advisory services relating to securities based on investment advisory agreements; investment advisory services based on discretionary investment management agreements; issuance, subscription and offering of investment trust beneficiary certificates relating to securities, namely, securities brokerage; investment instructions for trust property, namely, financial consultancy; payment of Read More
Investment advisory services relating to securities based on investment advisory agreements; investment advisory services based on discretionary investment management agreements; issuance, subscription and offering of investment trust beneficiary certificates relating to securities, namely, securities brokerage; investment instructions for trust property, namely, financial consultancy; payment of dividends and redemptions from trust property of investment trusts relating to securities, namely, trust management accounts; issuance of tokens of value; buying and selling of securities, namely, trading of securities options; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; agencies or brokerage being agents with on-commission trading of domestic securities markets, securities index futures, and securities options; agencies or brokerage being agents with on-commission trading of overseas markets of securities and securities index futures; agencies for brokerage of forward agreement securities trading in securities index futures and securities options; brokerage for securities liquidation; securities underwriting; securities offering, namely, securities brokerage services; brokerage services relating to securities subscription or offering, namely, securities brokerage services; providing stock market information
N/A
N/A
No 79234680
No Service Mark
No 4776-0117US1
No
No
No
No
Yes
Yes
No
No
Status Date | Action Taken |
---|---|
07th Oct 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
07th Oct 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
07th Oct 2024 | TEAS WITHDRAWAL AS DOMESTIC REPRESENTATIVE RECEIVED |
07th Oct 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
23rd Apr 2024 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
30th Nov 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
30th Nov 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
30th Nov 2020 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
30th Nov 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
30th Nov 2020 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |