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SMTAM
Live/Registered
REGISTERED

on 23 Apr 2019

Last Applicant/ Owned by

1-1-1 Shibakoen,Minato-ku, Tokyo 105-001

JP

Serial Number

79234680 filed on 14th Mar 2018

Registration Number

5730492 registered on 23rd Apr 2019

in the Principal Register

Correspondent Address

Michael T. Smith

Filing Basis

1. filing basis filed as 66 a

Disclaimer

NO DATA

SMTAM

Investment advisory services relating to securities based on investment advisory agreements; investment advisory services based on discretionary investment management agreements; issuance, subscription and offering of investment trust beneficiary certificates relating to securities, namely, securities brokerage; investment instructions for trust property, namely, financial consultancy; payment of Read More

Classification Information


Class [036]
Insurance & Financial Services


Investment advisory services relating to securities based on investment advisory agreements; investment advisory services based on discretionary investment management agreements; issuance, subscription and offering of investment trust beneficiary certificates relating to securities, namely, securities brokerage; investment instructions for trust property, namely, financial consultancy; payment of dividends and redemptions from trust property of investment trusts relating to securities, namely, trust management accounts; issuance of tokens of value; buying and selling of securities, namely, trading of securities options; trading of securities index futures; trading of securities options; trading of overseas market securities futures; agencies or brokerage for trading of securities, securities index futures, securities options, and overseas market securities futures; agencies or brokerage being agents with on-commission trading of domestic securities markets, securities index futures, and securities options; agencies or brokerage being agents with on-commission trading of overseas markets of securities and securities index futures; agencies for brokerage of forward agreement securities trading in securities index futures and securities options; brokerage for securities liquidation; securities underwriting; securities offering, namely, securities brokerage services; brokerage services relating to securities subscription or offering, namely, securities brokerage services; providing stock market information


First Use Date in General

N/A

First Use Date in Commerce

N/A

Mark Details


Serial Number

No 79234680

Mark Type

No Service Mark

Attorney Docket Number

No 4776-0117US1

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

Yes

66A Current

Yes

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
07th Oct 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
07th Oct 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
07th Oct 2024TEAS WITHDRAWAL AS DOMESTIC REPRESENTATIVE RECEIVED
07th Oct 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
23rd Apr 2024COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED
30th Nov 2020APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
30th Nov 2020TEAS CHANGE OF CORRESPONDENCE RECEIVED
30th Nov 2020TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
30th Nov 2020TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
30th Nov 2020TEAS CHANGE OF OWNER ADDRESS RECEIVED