on 29 Oct 2016
Last Applicant/ Owned by
Suite 1000
Washington
DC
20006
Serial Number
75097092 filed on 01st May 1996
Registration Number
2081146 registered on 22nd Jul 1997
Correspondent Address
WANG, JOSEPHINE
Filing Basis
1. use application currently
Disclaimer
NO DATA
statutorily mandated protection of customers against losses of their cash and securities held for them in securities accounts at federally registered securities brokerage firms which are financially unable to meet their obligations to customers
statutorily mandated protection of customers against losses of their cash and securities held for them in securities accounts at federally registered securities brokerage firms which are financially unable to meet their obligations to customers
30th Dec 1970
30th Dec 1970
No 75097092
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
29th Oct 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
29th Oct 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
29th Oct 2016 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
29th Oct 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
16th Aug 2016 | TEAS SECTION 8 & 9 RECEIVED |
22nd Jul 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
13th Nov 2015 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
13th Nov 2015 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
12th Mar 2007 | CASE FILE IN TICRS |
28th Nov 2006 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |