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SIPC
Live/Registered
REGISTERED AND RENEWED

on 29 Oct 2016

Last Applicant/ Owned by

Serial Number

75097092 filed on 01st May 1996

Registration Number

2081146 registered on 22nd Jul 1997

in the Principal Register

Correspondent Address

WANG, JOSEPHINE

WANG, JOSEPHINE

1667 K STREET, N.W., SUITE 1000

WASHINGTON DC 20006

Filing Basis

1. use application currently

Disclaimer

NO DATA

SIPC

statutorily mandated protection of customers against losses of their cash and securities held for them in securities accounts at federally registered securities brokerage firms which are financially unable to meet their obligations to customers

Classification Information


Class [036]
Insurance & Financial Services


statutorily mandated protection of customers against losses of their cash and securities held for them in securities accounts at federally registered securities brokerage firms which are financially unable to meet their obligations to customers


First Use Date in General

30th Dec 1970

First Use Date in Commerce

30th Dec 1970

Mark Details


Serial Number

No 75097092

Mark Type

No Service Mark

Attorney Docket Number

No

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
29th Oct 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
29th Oct 2016REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
29th Oct 2016REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
29th Oct 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
16th Aug 2016TEAS SECTION 8 & 9 RECEIVED
22nd Jul 2016COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
13th Nov 2015APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
13th Nov 2015TEAS CHANGE OF OWNER ADDRESS RECEIVED
12th Mar 2007CASE FILE IN TICRS
28th Nov 2006REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)