on 03 Sep 2023
Last Applicant/ Owned by
1 London Wall Place
London
GB
EC2Y 5AU
Serial Number
79168324 filed on 05th Jun 2015
Registration Number
5015083 registered on 09th Aug 2016
Correspondent Address
Emilia F. Cannella
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Financial services, namely, financial advisory services, [ wealth management services, ] administering the [ issuance, underwriting, and ] distribution of securities, financial management of employee pension plans, investment of funds for others, and trading services in the field of investing in fixed income, equities, emerging market debt, commodities, [ agriculture, ] currencies, multi-asset str Read More
Financial services, namely, financial advisory services, [ wealth management services, ] administering the [ issuance, underwriting, and ] distribution of securities, financial management of employee pension plans, investment of funds for others, and trading services in the field of investing in fixed income, equities, emerging market debt, commodities, [ agriculture, ] currencies, multi-asset strategies, and alternative investment strategies; financial asset management services; investment management services; [ real estate investment management services; private equity funds of funds services, namely, private equity fund investment services and investment of funds in the field of funds of private equity funds; mutual fund investment, advisory, analysis, development, planning, and distribution services; investment of funds in the field of funds of hedge funds; ] providing investment advice; asset and investment administration services, namely, financial asset and investment management; financial management services; [ financial analysis services; providing financial information; trading in the money and foreign exchange markets, namely, currency trading and foreign exchange transactions; trustee services; ] brokerage services in the field of investing in fixed income, equities, emerging market debt, commodities, [ agriculture, ] currencies, multi-asset strategies, and alternative investment strategies; financial management involving the issuing of shares [and fund awards in relation to bonus and loyalty schemes; financial research; financial consulting ]
N/A
N/A
No 79168324
No Service Mark
No ICWS-T-004
No
No
No
No
Yes
Yes
No
No
Status Date | Action Taken |
---|---|
30th Jun 2024 | PARTIAL INVALIDATION PROCESSED BY THE IB |
10th May 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |
09th May 2024 | INVALIDATION PROCESSED |
03rd May 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
03rd Sep 2023 | REGISTERED-SEC.71 ACCEPTED |
03rd Sep 2023 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
01st Sep 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
09th Feb 2023 | TEAS SECTION 71 RECEIVED |
17th Mar 2022 | INTERNATIONAL REGISTRATION RENEWED |
09th Aug 2021 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |