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RIVERNORTH CAPITAL
Live/Registered
REGISTERED AND RENEWED

on 06 Nov 2019

Last Applicant/ Owned by

325 NORTH LASALLE STREET, SUITE 645

CHICAGO

IL

60654

Serial Number

77453637 filed on 21st Apr 2008

Registration Number

3601393 registered on 07th Apr 2009

in the Principal Register

Correspondent Address

Michael J. Turgeon

Michael J. Turgeon

222 North LaSalle Street - 25th Floor

Chicago IL 60601

Filing Basis

1. use application currently

Disclaimer

NO DATA

RIVERNORTH CAPITAL

investment management services; investment advisor services; trading, research and analysis in the field of closed-end mutual funds; mutual fund investment services; retirement fund investment services; money management services; financial analysis services; investment account management; research and analysis in the field of investments and finance; investment services, advice and management in t Read More

Classification Information


Class [036]
Insurance & Financial Services


investment management services; investment advisor services; trading, research and analysis in the field of closed-end mutual funds; mutual fund investment services; retirement fund investment services; money management services; financial analysis services; investment account management; research and analysis in the field of investments and finance; investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources


First Use Date in General

15th Apr 2007

First Use Date in Commerce

15th Apr 2007

Mark Details


Serial Number

No 77453637

Mark Type

No Service Mark

Attorney Docket Number

No 41816000005

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
29th Apr 2020ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
01st Apr 2020ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
06th Nov 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
06th Nov 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
06th Nov 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
06th Nov 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
01st Oct 2019TEAS SECTION 8 & 9 RECEIVED
07th Apr 2018COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
09th Jun 2015NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
09th Jun 2015CASE ASSIGNED TO POST REGISTRATION PARALEGAL