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RIVERNORTH
Live/Pending
PUBLICATION/ISSUE REVIEW COMPLETE

on 02 Jan 2025

Last Applicant/ Owned by

360 South Rosemary Avenue

West Palm Beach

FL

33401

Serial Number

98590871 filed on 07th Jun 2024

Registration Number

N/A

Correspondent Address

Michael J. Turgeon

Michael J. Turgeon Vedder Price P.C.

Suite 2500

Chicago, IL 60601

United States

Filing Basis

1. intent to use

2. intent to use current

Disclaimer

NO DATA

RIVERNORTH

Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in th Read More

Classification Information


Class [036]
Insurance & Financial Services


Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds; Financial advisory and consultancy services, namely, management of exchange traded funds (ETFs); Providing financial assessment services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial information services to investors of exchange traded funds (ETFs), exchange listed securities and portfolios; Providing financial services, namely, investment advice, investment management, investment consultation and investment of funds for others of Exchange Traded Funds (ETFs) for institutional investors and individuals; Exchange Traded Funds (ETFs) investment; Financial services, namely, financial asset management services, financial investment and management of units or shares of UCITS (Undertaking for Collective Investment in Transferable Securities), financial management and investment services for portfolios of transferable securities; Financial services, namely, operation and management of UCITs and investment companies structured as exchange traded funds; Creation, management and selection of financial products of UCITS (Undertakings for Collective Investments in Transferable Securities), namely, financial management and investment management; financial market research relating to investment and management of securities


First Use Date in General

N/A

First Use Date in Commerce

N/A

Mark Details


Serial Number

No 98590871

Mark Type

No Service Mark

Attorney Docket Number

No 41816000009

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Status DateAction Taken
01st Jan 2025APPROVED FOR PUB - PRINCIPAL REGISTER
23rd Dec 2024ASSIGNED TO EXAMINER
22nd Dec 2024NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
07th Jun 2024NEW APPLICATION ENTERED