on 14 Dec 2022
Last Applicant/ Owned by
433 W. Van Buren Street, 1100-E
Chicago
IL
60607
Serial Number
85431908 filed on 26th Sep 2011
Registration Number
4149526 registered on 29th May 2012
Correspondent Address
Michael J. Turgeon
Filing Basis
1. use application currently
Disclaimer
NO DATA
Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in th Read More
Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds
10th Aug 2011
10th Aug 2011
No 85431908
No Service Mark
No 41816000007
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
14th Dec 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
14th Dec 2022 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
14th Dec 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
14th Dec 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
31st May 2022 | TEAS SECTION 8 & 9 RECEIVED |
29th May 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
29th Apr 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
01st Apr 2020 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
09th Jun 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
09th Jun 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |