tm logo
RIVERNORTH
Live/Registered
REGISTERED AND RENEWED

on 14 Dec 2022

Last Applicant/ Owned by

433 W. Van Buren Street, 1100-E

Chicago

IL

60607

Serial Number

85431908 filed on 26th Sep 2011

Registration Number

4149526 registered on 29th May 2012

in the Principal Register

Correspondent Address

Michael J. Turgeon

Michael J. Turgeon

222 North LaSalle Street, Suite 2500

Chicago, IL 60601

Filing Basis

1. use application currently

Disclaimer

NO DATA

RIVERNORTH

Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in th Read More

Classification Information


Class [036]
Insurance & Financial Services


Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research and analysis in the field of investments and finance; Investment services, advice and management in the fields of financial securities, stocks, bonds, money market funds, mutual funds, commodities, futures, stock options and indices of financial resources; Closed-end mutual fund services, namely, providing trading strategy, broker dealer services, arbitrage services, quantitative and qualitative trading strategy and trading of closed-end mutual funds


First Use Date in General

10th Aug 2011

First Use Date in Commerce

10th Aug 2011

Mark Details


Serial Number

No 85431908

Mark Type

No Service Mark

Attorney Docket Number

No 41816000007

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
14th Dec 2022NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
14th Dec 2022REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
14th Dec 2022REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
14th Dec 2022CASE ASSIGNED TO POST REGISTRATION PARALEGAL
31st May 2022TEAS SECTION 8 & 9 RECEIVED
29th May 2021COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
29th Apr 2020ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
01st Apr 2020ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
09th Jun 2018NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
09th Jun 2018REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.