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REGULATORY COMPLIANCE
Dead/Cancelled
CANCELLED - SECTION 8

section 8

on 09 Feb 2024

Last Applicant/ Owned by

3 Canal Plaza, Suite 100

Portland

ME

04101

Serial Number

85548026 filed on 21st Feb 2012

Registration Number

4377304 registered on 30th Jul 2013

in the Principal Register

Correspondent Address

Scott E. Benfield

Scott E. Benfield

Haynes and Boone, LLP - IP Section

2323 Victory Avenue, Suite 700

Dallas TX 75219

Filing Basis

1. intent to use

2. use application currently

Disclaimer

NO DATA

REGULATORY COMPLIANCE

regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations preparation and filing of compliance reports in the nature of financial reports

Classification Information


Class [045]
Personal & Legal & Social Services


regulatory compliance consulting in the fields of broker-dealer, investment advisor, hedge fund, private equity fund and venture capital fund compliance in accordance with Securities and Exchange Commission rules and regulations


First Use Date in General

01st Jul 2006

First Use Date in Commerce

01st Jul 2006

Class [035]
Advertising, Business & Retail Services


preparation and filing of compliance reports in the nature of financial reports


First Use Date in General

01st Jul 2006

First Use Date in Commerce

01st Jul 2006

Mark Details


Serial Number

No 85548026

Mark Type

No Service Mark

Attorney Docket Number

No 58055.27US01

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Design Code(s)

26.07.12 -

Diamonds with bars, bands and lines

26.07.13 -

Two diamonds

26.09.02 -

Plain single line squares

26.17.06 -

Diagonal line(s), band(s) or bar(s)

Legal History


Show more

Status DateAction Taken
09th Feb 2024CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
17th Aug 2022TEAS CHANGE OF OWNER ADDRESS RECEIVED
17th Aug 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
17th Aug 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
17th Aug 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
17th Aug 2022APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
30th Jul 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
13th Oct 2021ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
23rd Jan 2019ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
18th Aug 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL