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REGISTERED COMPLIANCE PROFESSIONAL
Dead/Abandoned
ABANDONED - EXPRESS

express

on 31 Oct 2023

Last Applicant/ Owned by

223 Wilmington West Chester Pike

Chadds Ford

PA

19317

Serial Number

97675533 filed on 14th Nov 2022

Registration Number

N/A

Correspondent Address

Rachelle A. Dubow, Esq.

RACHELLE A. DUBOW, ESQ.

ONE FEDERAL STREET

BOSTON, MA 02110

Filing Basis

1. intent to use

2. intent to use current

Disclaimer

NO DATA

REGISTERED COMPLIANCE PROFESSIONAL

Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services

Classification Information


Class [B]
Services conforming to accreditation standard(s)


Regulatory compliance consulting services in the fields of investment management, investment advisory services, ETFs, mutual funds, broker-dealer services, and financial services

Mark Details


Serial Number

No 97675533

Mark Type

No Service/Collective Mark

Attorney Docket Number

No 122980-0002

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Status DateAction Taken
31st Oct 2023ABANDONMENT - EXPRESS MAILED
31st Oct 2023ABANDONMENT NOTICE E-MAILED - EXPRESS ABANDONMENT
23rd Oct 2023TEAS EXPRESS ABANDONMENT RECEIVED
18th Sep 2023NON-FINAL ACTION WRITTEN
18th Sep 2023NON-FINAL ACTION E-MAILED
18th Sep 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
28th Aug 2023ASSIGNED TO EXAMINER
05th Dec 2022NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
17th Nov 2022NEW APPLICATION ENTERED