on 06 Aug 2019
Last Applicant/ Owned by
CH-9000 St. Gallen
Serial Number
79237903 filed on 22nd May 2018
Registration Number
5823868 registered on 06th Aug 2019
Correspondent Address
Falls Church, VA, 22042
UNITED STATES
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Wealth management services, namely, automated and customized investment allocations and risk profiling; Financial management and investment advice, namely, mutual fund advisory
Wealth management services, namely, automated and customized investment allocations and risk profiling; Financial management and investment advice, namely, mutual fund advisory
N/A
N/A
No 79237903
No Service Mark
No 2360-0836US1
No
No
No
No
Yes
Yes
No
No
Status Date | Action Taken |
---|---|
06th Aug 2024 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
23rd Mar 2024 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
23rd Sep 2023 | CHANGE OF OWNER RECEIVED FROM IB |
16th Oct 2020 | NEW REPRESENTATIVE AT IB RECEIVED |
13th Dec 2019 | FINAL DECISION TRANSACTION PROCESSED BY IB |
25th Nov 2019 | FINAL DISPOSITION PROCESSED |
25th Nov 2019 | FINAL DISPOSITION NOTICE SENT TO IB |
06th Nov 2019 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
06th Aug 2019 | REGISTERED-PRINCIPAL REGISTER |
21st May 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |