section 8
on 21 Feb 2014
Last Applicant/ Owned by
760 MOORE ROAD
KING OF PRUSSIA
PA
19406
Serial Number
78302207 filed on 18th Sep 2003
Registration Number
3265648 registered on 17th Jul 2007
Correspondent Address
Robert J. Pugh
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
FINANCIAL INVESTMENT ACCOUNT SERVICES FOR REGISTERED INVESTMENT ADVISORS, PROGRAM SPONSORS AND INVESTMENT MANAGERS, NAMELY, ADMINISTRATION OF INVESTMENT ACCOUNTS, INVESTMENT ACCOUNT MANAGEMENT, INVESTMENT FUND ACCOUNTING; RESEARCH AND ANALYSIS IN THE FIELD OF INVESTMENT MANAGEMENT; FINANCIAL INVESTMENT ACCOUNT SERVICES IN THE NATURE OF DETERMINING PORTFOLIO ALLOCATIONS BASED ON CLIENT PROFILES; AS Read More
BACK-OFFICE SUPPORT SERVICES, NAMELY, BOOKKEEPING AND OPERATIONAL SUPPORT SERVICES FOR FINANCIAL INVESTMENT VEHICLES
30th Nov 2002
30th Nov 2002
FINANCIAL INVESTMENT ACCOUNT SERVICES FOR REGISTERED INVESTMENT ADVISORS, PROGRAM SPONSORS AND INVESTMENT MANAGERS, NAMELY, ADMINISTRATION OF INVESTMENT ACCOUNTS, INVESTMENT ACCOUNT MANAGEMENT, INVESTMENT FUND ACCOUNTING; RESEARCH AND ANALYSIS IN THE FIELD OF INVESTMENT MANAGEMENT; FINANCIAL INVESTMENT ACCOUNT SERVICES IN THE NATURE OF DETERMINING PORTFOLIO ALLOCATIONS BASED ON CLIENT PROFILES; ASSET ALLOCATION ANALYSIS IN CONNECTION WITH INVESTMENTS; INVESTMENT ACCOUNT PERFORMANCE MONITORING; AND CUSTOMIZED REPORT GENERATION PERTAINING TO INVESTMENT ACCOUNT PERFORMANCE; WEB-BASED CLIENT PROFILE ANALYSIS FOR DETERMINING CLIENT FINANCIAL ASSET ALLOCATION
31st Oct 2003
31st Oct 2003
TECHNOLOGY SUPPORT SERVICES, NAMELY, TROUBLESHOOTING OF COMPUTER HARDWARE AND SOFTWARE PROBLEMS ON A WEB-BASED PLATFORM FOR FINANCIAL INVESTMENT ACCOUNT SERVICES PROVIDERS
30th Nov 2002
30th Nov 2002
PRE-EMPLOYMENT BACKGROUND INVESTIGATIONS OF INVESTMENT MANAGERS
31st Oct 2003
31st Oct 2003
No 78302207
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
21st Feb 2014 | CANCELLED SEC. 8 (6-YR) |
07th Dec 2011 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
30th Nov 2011 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
30th Jun 2010 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
17th Jul 2007 | REGISTERED-PRINCIPAL REGISTER |
01st May 2007 | ASSIGNED TO LIE |
01st May 2007 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
11th Apr 2007 | SU-EXAMINER'S AMENDMENT WRITTEN |
11th Apr 2007 | EXAMINER'S AMENDMENT ENTERED |
11th Apr 2007 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |