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PENSIONMARK
Live/Registered
REGISTERED AND RENEWED

on 28 Jan 2023

Last Applicant/ Owned by

SUITE 200

SANTA BARBARA

CA

93101

Serial Number

85536375 filed on 07th Feb 2012

Registration Number

4311685 registered on 02th Apr 2013

in the Principal Register

Correspondent Address

BRETT LOCKER

BRETT LOCKER

311 E CARRILLO ST

SANTA BARBARA CA 93101-1400

Filing Basis

1. use application currently

Disclaimer

NO DATA

PENSIONMARK

Education services, namely, conducting programs in the field of retirement plans Financial services provided to sponsors of retirement plans, participants in retirement plans and individual investors in connection with employee stock option plans, 401k plans, profit sharing plans, executive deferred compensation plans, pension plans and defined benefit plans, namely, providing retirement plan des Read More

Classification Information


Class [036]
Insurance & Financial Services


Financial services provided to sponsors of retirement plans, participants in retirement plans and individual investors in connection with employee stock option plans, 401k plans, profit sharing plans, executive deferred compensation plans, pension plans and defined benefit plans, namely, providing retirement plan design, assistance with the development of retirement plan investment policies, retirement plan management, retirement plan investment due diligence, investment fee analysis and retirement plan investment performance monitoring; wealth management and financial planning services for individual investors; retirement plan fiduciary services, namely, fiduciary representative services in the field of retirement planning


First Use Date in General

01st Mar 2008

First Use Date in Commerce

01st Mar 2008

Class [041]
Education and Entertainment Services


Education services, namely, conducting programs in the field of retirement plans


First Use Date in General

01st Mar 2008

First Use Date in Commerce

01st Mar 2008

Class [045]
Personal & Legal & Social Services


Regulatory compliance consulting in the field of retirement plan administration; fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities related to retirement plans


First Use Date in General

01st Mar 2008

First Use Date in Commerce

01st Mar 2008

Mark Details


Serial Number

No 85536375

Mark Type

No Service Mark

Attorney Docket Number

No S-PFGX

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
28th Jan 2023NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
28th Jan 2023REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
28th Jan 2023REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
28th Jan 2023CASE ASSIGNED TO POST REGISTRATION PARALEGAL
13th Jul 2022TEAS SECTION 8 & 9 RECEIVED
02th Apr 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
24th May 2018NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
24th May 2018REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
23rd May 2018CASE ASSIGNED TO POST REGISTRATION PARALEGAL
10th May 2018TEAS SECTION 8 & 15 RECEIVED