on 07 May 2024
Last Applicant/ Owned by
700 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
92660
Serial Number
78220473 filed on 28th Feb 2003
Registration Number
2806725 registered on 20th Jan 2004
Correspondent Address
Heather J. Kliebenstein
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
FINANCIAL SERVICES, namely, [ LIFE INSURANCE AND ] ANNUITIES [ UNDERWRITING; MUTUAL FUND MANAGEMENT SERVICES, MUTUAL FUND INVESTMENT, ADVISORY, ] DISTRIBUTION, BROKERAGE AND ADMINISTRATION SERVICES; [ MUTUAL FUND INVESTMENT CONSULTATION SERVICES, ] INVESTMENT OF FUNDS FOR OTHERS; [ INVESTMENT CONSULTATION, ] MANAGEMENT, BROKERAGE [, AND ADVISORY SERVICES; INVESTMENT ADVICE ]
FINANCIAL SERVICES, namely, [ LIFE INSURANCE AND ] ANNUITIES [ UNDERWRITING; MUTUAL FUND MANAGEMENT SERVICES, MUTUAL FUND INVESTMENT, ADVISORY, ] DISTRIBUTION, BROKERAGE AND ADMINISTRATION SERVICES; [ MUTUAL FUND INVESTMENT CONSULTATION SERVICES, ] INVESTMENT OF FUNDS FOR OTHERS; [ INVESTMENT CONSULTATION, ] MANAGEMENT, BROKERAGE [, AND ADVISORY SERVICES; INVESTMENT ADVICE ]
30th Sep 1987
30th Sep 1987
No 78220473
No Service Mark
No 18473.94US02
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
07th May 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
07th May 2024 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
07th May 2024 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
07th May 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
18th Jan 2024 | TEAS SECTION 8 & 9 RECEIVED |
20th Jan 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
02th Sep 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
02th Sep 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
02th Sep 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
02th Sep 2020 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |