PACIFIC GLOBAL ASSET MANAGEMENT

Class [036]
Insurance & Financial Services

MUTUAL FUND INVESTMENT, ADVISORY, SUB-ADVISORY, DISTRIBUTION, ANALYSIS, PLANNING, DEVELOPMENT, BROKERAGE AND ADMINISTRATION SERVICES; MUTUAL FUND INVESTMENT CONSULTATION SERVICES; INVESTMENT OF FUNDS FOR OTHERS; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVISORY AND INVESTMENT MANAGEMENT SERVICES FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOUNTS; INVESTMENT MANAGEMENT; FINANCIAL INVESTMENT IN THE FIELD OF FIXED INCOME; FINANCIAL PRODUCTS SERVICES, NAMELY, BROKERAGE, ASSET SALES, CONSULTING, ADVISORY, DISTRIBUTION OF SECURITIES, ADMINISTRATION AND MANAGEMENT FOR POOLED INVESTMENT VEHICLES, PRIVATE INVESTMENT FUNDS, AND INVESTMENT ACCOUNTS; INVESTMENT CONSULTATION, MANAGEMENT, BROKERAGE, AND ADVISORY SERVICES IN THE FIELDS OF, STOCKS, BONDS, OPTIONS, COMMODITIES, FUTURES AND OTHER SECURITIES, DERIVATIVES, REAL ESTATE, PRIVATE PLACEMENTS, FUNDING AGREEMENTS, VENTURE CAPITAL, PRIVATE EQUITY FUNDS, HEDGE FUNDS, PRIVATE AND PUBLIC EQUITY, DEBT INVESTMENT SERVICES, AND OTHER FINANCIAL INSTRUMENTS AND PRODUCTS IN THE NATURE OF OPEN AND CLOSED END FUNDS; INVESTMENT MANAGEMENT SERVICES; FINANCIAL MANAGEMENT, NAMELY, MANAGEMENT OF ALTERNATIVE INVESTMENTS; FUND MANAGEMENT SERVICES, NAMELY, MANAGEMENT OF MUTUAL FUNDS, EXCHANGE TRADED FUNDS, HEDGE FUNDS, PRIVATE EQUITY FUNDS, AND SECURITIZED ASSET FUNDS; FUND INVESTMENT, ADVISORY SERVICES AND SUB-ADVISORY SERVICES IN THE FIELD OF MUTUAL FUNDS AND EXCHANGE TRADED FUNDS; FINANCIAL SERVICES, NAMELY, INVESTMENT ADVICE TO INDIVIDUALS AS WELL AS TO PENSION PLANS, RETIREMENT PLANS, TRUSTS, ENDOWMENTS, FOUNDATIONS, CORPORATIONS, GOVERNMENT ENTITIES, INSURANCE COMPANIES AND OTHER INSTITUTIONAL INVESTORS; PROVIDING INVESTORS WITH FINANCIAL INFORMATION; FINANCIAL SERVICES, NAMELY, ASSET MANAGEMENT SERVICES, INVESTMENT MANAGEMENT SERVICES, AND INVESTMENT ADVISORY SERVICES