on 27 Jul 2020
Last Applicant/ Owned by
500 Chesterfield Parkway
Malvern
PA
19355
Serial Number
77792236 filed on 29th Jul 2009
Registration Number
3924526 registered on 01st Mar 2011
Correspondent Address
Bridget H. Labutta
Filing Basis
1. use application currently
Disclaimer
NO DATA
Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed Read More
Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial planning and investment advisory services; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Hedge fund investment services; Mutual fund investment
29th Mar 2006
15th May 2006
No 77792236
No Service Mark
No 688161.0001
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
27th Jul 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
27th Jul 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
27th Jul 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
25th Jul 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
21st May 2020 | TEAS SECTION 8 & 9 RECEIVED |
01st Mar 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
09th Dec 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
09th Dec 2016 | POST REGISTRATION ACTION MAILED NO RESPONSE REQUIRED |
29th Sep 2016 | TEAS SECTION 8 & 15 RECEIVED |
28th May 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |