Investment advice; Investment advice in the fields of securities including real estate; Investment advisory services; Investment banking services; Investment banking services in the field of Employee Stock Ownership Plans (ESOP); Investment brokerage; Investment by electronic means; Investment clubs; Investment consultancy; Investment consultation; Investment consultation in the fields of securities including real estate; Investment management; Investment management in the fields of securities including real estate; Investment management of and distribution of annuities; Investment management of and distribution of variable annuities; Investment management services in the field of acquiring joint ventures; Investment of funds; Investment of funds for charitable purposes; Investment of funds for others; Investment of funds for others in the fields of securities including real estate; Investment risk assessment services; Investment services, namely, asset acquisition, consultation, development and management services; Advice relating to investments; Advising others concerning investments in intellectual property assets and intangible business assets, both directly and indirectly through other entities; Advisory services relating to credit and debit control, investment, grants and financing of loans; Annuity services, namely, account and investment administration and the investment and distribution of annuity funds; Brokerage services for capital investments; Brokerage services in the field of securities and commodities investing; Capital investment; Capital investment consulting; Capital investment services; Charitable foundation services, namely, providing fundraising activities and investment management services to support medical education and research and procedures for those in need; Commodity investment advice; Consultancy of capital investment; Consultation in art as an investment; Equity capital investment; Financial investment analysis and stock research; Financial investment brokerage; Financial investment brokerage services; Financial investment in the field of securities including real estate; Financial investment services, namely, administering the issuance, underwriting and distribution of securities; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial consultation in the field of environmental management, namely, advising business and individuals on issues of portfolio planning and investment planning; Financial management in the field of securities including real estate; Financial planning and investment advisory services; Financial services in the nature of an investment security; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Fund investment consultation; Fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Fund investment services featuring the trading of an account holder's securities according to previously established criteria in order to maintain a predetermined level of payments to the account holder; Funds investment; Global investment research services; Hedge fund investment services; Holding company services performed for third parties, namely, investment management; Information, advisory, consultancy and research services relating to finance and investments; Leveraged buy outs and investments in financially distressed or underperforming companies; Maintaining escrow accounts for investments; Management of a capital investment fund; Mutual fund investment; Mutual funds and capital investment; Private equity fund investment services; Providing information and research in the field of finance and financial investments; Providing venture capital, development capital, private equity and investment funding; Public equity investment management; Real estate investment consultancy; Real estate investment services; Real estate investment trust advisory services; Real estate investment trust management services; Real estate investment trust services; Real estate funds investment services; Securities trading and investing services for others via the internet

Class [045]
Personal & Legal & Social Services

Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisory activities

Mark Details

Serial Number

No 90726610

Mark Type

No Service Mark

Attorney Docket Number

44D Filed

44D Current

44E filed

44E Current

66A Filed

66A Current

Current Basis

No Basis

Legal History

Status Date	Action Taken
26^th Aug 2022	ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND
26^th Aug 2022	ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
10^th Feb 2022	NOTIFICATION OF NON-FINAL ACTION E-MAILED
10^th Feb 2022	NON-FINAL ACTION E-MAILED
10^th Feb 2022	NON-FINAL ACTION WRITTEN
02^th Feb 2022	ASSIGNED TO EXAMINER
18^th Aug 2021	NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
25^th May 2021	NEW APPLICATION ENTERED IN TRAM

OPTIONALITY HAS VALUE

Classification Information

Class [036]Insurance & Financial Services

Class [045]Personal & Legal & Social Services