Section 71 & 15 – ACCEPTED AND ACKNOWLEDGED
on 02 Oct 2024
Last Applicant/ Owned by
Chicago IL
60606
Serial Number
79217920 filed on 25th Apr 2017
Registration Number
5557727 registered on 11th Sep 2018
Correspondent Address
Anna Kurian Shaw
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
NUVEEN
Distribution of advertising, marketing and promotional materials of others and promotional services relating to the sale of real estate, financial and investment products and services of others Financial affairs and monetary affairs, namely, financial information, management and analysis services; real estate appraisal; leasing real estate; real estate site selection; real estate valuation; real Read More
Classification Information
Class [041]
Education and Entertainment Services
Educational services, namely, conducting training, conferences, seminars and workshops in the fields of financial planning, mutual funds, retirement planning, financial investments and client development
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [036]
Insurance & Financial Services
Financial affairs and monetary affairs, namely, financial information, management and analysis services; real estate appraisal; leasing real estate; real estate site selection; real estate valuation; real estate acquisition; real estate brokerage; real estate management; real estate investment; real estate advisory and consultation services; real estate management, namely, management of agricultural property; investment advisory services; funds investment services; investment advisory services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial services, namely, financial advisory services, fund investment services, portfolio management services, asset management services, asset consultation services, asset advisory services, and asset valuation services in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange- traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; lending, namely, commercial, consumer and real estate lending services; financing and loan services, namely, provision of syndicated loans; brokerage in connection with real estate, exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, and annuities, closed-end funds, separate accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities and alternative asset classes; financial research services in the fields of investment and real estate; corporate finance services, namely, consultation, information and advisory services in the field of tax and regulatory structuring; real estate escrow services; debt settlement services; investment of funds for institutional and individual investors; investment of funds for institutional and individual investors, namely, providing investment solutions and strategies in relation to exchange traded funds, UCITS funds, education savings plans, mutual funds, fixed income products and services, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, separate accounts, retirement accounts, commodity pools, exchange-traded products and unit trusts in fixed income, equities, commodities, real estate and alternative asset classes; financial investment brokerage, namely, underwriting services in the field of stocks, bonds, securities, exchange traded funds, UCITS funds, mutual funds, collective investment trusts, private funds, collateralized debt obligations, annuities, closed-end funds, commodity pools, exchange-traded products and unit trusts; investment advisory services, namely, in relation to direct investment, equity and debt investments, fund of funds and multi-manager investments, investments through pooled funds, retirement accounts, club deals and segregated accounts; insurance brokerage, underwriting, consultancy and information services; life insurance brokerage, underwriting, consultancy and information services; investment advisory and investment portfolio management services; investment management, namely, structuring and acting as the collateral manager and investment advisor of collateralized debt obligations and collateralized loan obligations
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [035]
Advertising, Business & Retail Services
Distribution of advertising, marketing and promotional materials of others and promotional services relating to the sale of real estate, financial and investment products and services of others
First Use Date in General
N/A
First Use Date in Commerce
N/A
Mark Details
Serial Number
No 79217920
Mark Type
No Service Mark
Attorney Docket Number
No 151508.00018
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
Yes
66A Current
Yes
Current Basis
No
No Basis
No
Legal History
| Status Date | Action Taken |
|---|---|
| 02th Oct 2024 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |
| 02th Oct 2024 | REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK. |
| 23rd Sep 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| 09th Jan 2024 | TEAS SECTION 71 & 15 RECEIVED |
| 11th Sep 2023 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| 05th Jan 2019 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| 15th Dec 2018 | FINAL DISPOSITION NOTICE SENT TO IB |
| 15th Dec 2018 | FINAL DISPOSITION PROCESSED |
| 11th Dec 2018 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| 11th Sep 2018 | REGISTERED-PRINCIPAL REGISTER |