on 26 Jan 2022
Last Applicant/ Owned by
27575 Ferry Road, Ste. 101
Warrenville
IL
60555
Serial Number
85288756 filed on 07th Apr 2011
Registration Number
4141329 registered on 15th May 2012
Correspondent Address
Joseph R. Ziccardi
Filing Basis
1. use application currently
Disclaimer
NO DATA
Advice relating to investments; Annuity services, namely, account and investment administration for the purposes of financial planning and investment advisory services, and the investment and distribution of annuity funds; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of fun Read More
Advice relating to investments; Annuity services, namely, account and investment administration for the purposes of financial planning and investment advisory services, and the investment and distribution of annuity funds; Financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others; Financial consultancy, namely, financial planning and investment advisory services; Financial consultancy, namely, financial planning and investment advisory services and insurance consultancy; Financial services, namely, wealth management services relating to financial planning and investment advisory services; Financial planning; Financial planning and investment advisory services; Financial planning for retirement; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, wealth management services; Financial trust planning; Investment advisory services; Investment management; Investment management of and distribution of annuities; Investment management of and distribution of variable annuities; Providing advice in the field of finance, financial investments, financial valuations, and the financial aspects of retirement; Strategic financial advisory services; Trust services, namely, investment and trust company services
15th May 2006
15th May 2006
No 85288756
No Service Mark
No Northpoint
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
26th Jan 2022 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
26th Jan 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
26th Jan 2022 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
26th Jan 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
17th Aug 2021 | TEAS SECTION 8 & 9 RECEIVED |
15th May 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
24th Jul 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
24th Jul 2017 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
24th Jul 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
03rd Jun 2017 | TEAS SECTION 8 & 15 RECEIVED |