on 11 Dec 2023
Last Applicant/ Owned by
1-9-1 NIHONBASHI, CHUO-KU
TOKYO
JP
103-8645
Serial Number
76192586 filed on 10th Jan 2001
Registration Number
2749280 registered on 12th Aug 2003
Correspondent Address
N. Alexander Nolte
Filing Basis
No Filing Basis
Disclaimer
NO DATA
BROKERAGE IN STOCKS, BONDS, MUTUAL FUNDS, OPTIONS, FUTURES, CERTIFICATES OF DEPOSIT, GOLD AND PROMISSORY NOTES; UNDERWRITING IN THE FIELD OF INVESTMENT SECURITIES; ACTING AS AN AGENT FOR PAYMENT OF INTEREST, DIVIDENDS AND REDEMPTION PROCEEDS; SAFE-DEPOSIT BOX SERVICES; AND PROVIDING LOANS IN THE FIELD OF MARGIN TRADING, REPURCHASE TRANSACTION SECURITIZATION AND CORPORATE FINANCE
BROKERAGE IN STOCKS, BONDS, MUTUAL FUNDS, OPTIONS, FUTURES, CERTIFICATES OF DEPOSIT, GOLD AND PROMISSORY NOTES; UNDERWRITING IN THE FIELD OF INVESTMENT SECURITIES; ACTING AS AN AGENT FOR PAYMENT OF INTEREST, DIVIDENDS AND REDEMPTION PROCEEDS; SAFE-DEPOSIT BOX SERVICES; AND PROVIDING LOANS IN THE FIELD OF MARGIN TRADING, REPURCHASE TRANSACTION SECURITIZATION AND CORPORATE FINANCE
No 76192586
No Service Mark
No
No
No
Yes
Yes
No
No
No
No
Status Date | Action Taken |
---|---|
11th Dec 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
11th Dec 2023 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
11th Dec 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
09th Dec 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
14th Jun 2023 | TEAS SECTION 8 & 9 RECEIVED |
30th Nov 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
30th Nov 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
30th Nov 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
30th Nov 2022 | TEAS WITHDRAWAL AS DOMESTIC REPRESENTATIVE RECEIVED |
30th Nov 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |