NIKKO ASSET MANAGEMENT

Class [036]
Insurance & Financial Services

[ Banking services, namely, acceptance of deposits including substitute bond issuance and acceptance of fixed interval installment deposits; loans financing and discount of bills; domestic exchange settlement, namely, debit settlement services, credit to current accounts services and money collection services; liability guarantee in the nature of underwriting commercial collateral liability insurance and acceptance of bills in the nature of bill payment services and bill consolidation services; ] [ offering of securities subscriptions in the nature of hedge funds, private equity funds, securities and derivatives for others; ] [ private placement in the nature of hedge funds, private equity funds, securities and derivatives [ or ] * FOR * others; securities offering in the nature of fund investment services featuring securities offered according to previously established criteria in order to maintain a predetermined level of payments to the account holder; ] financial services, namely, assisting others in the completion of financial transaction of securities or offering and transaction of [ private placement in the nature of hedge funds, private equity funds, ] securities and derivatives for others; [ securities brokerage, namely, buying and selling of securities; securities underwriting; financial services, namely, issuing of securities beneficiary certificates; instruction on trust assets investment; ] advisory services relating to investment decisions based on securities values or securities value analysis; advisory services relating to investment or investment decisions based on discretionary investment contract concerning securities [ ; life insurance brokerage; providing information relating to life insurance; consultancy and advisory services for life insurance; agencies for non-life insurance ]