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NEUBERGER BERMAN INVESTMENT ADVISERS LLC
Live/Registered
SECTION 8 & 15-ACCEPTED AND ACKNOWLEDGED

accepted and acknowledged

on 01 Mar 2023

Last Applicant/ Owned by

1290 Avenue of the Americas

New York

NY

10104

Serial Number

86770657 filed on 28th Sep 2015

Registration Number

5037903 registered on 06th Sep 2016

in the Principal Register

Correspondent Address

Claudia W. Stangle

Claudia W. Stangle

SUITE 4900

TWO PRUDENTIAL PLAZA, 180 N. STETSON AVE

CHICAGO IL 60601

Filing Basis

1. intent to use

2. use application currently

Disclaimer

NO DATA

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investme Read More

Classification Information


Class [036]
Insurance & Financial Services


Financial services, namely, investment advisory, investment management, asset management, portfolio management, investment brokerage, securities brokerage, investment consultation, wealth management, and financial planning services, all the aforesaid services also available via the Internet or a similar electronic network; financial and investment services, namely, investment advisory and investment management and brokerage of securities, hedge funds, private equity funds, wrap fee programs, separate accounts, variable annuity programs, stocks, bonds, commodities, derivatives and debt investment, and limited partnerships; financial services, namely, financial research, analysis, consultation, and information services; financial services, namely, investment fund transfer and transaction services; financial custodian services, namely, maintaining possession of financial assets for others for financial management purposes; management and investment of funds and assets of others; capital investment services; financial transaction services, namely, clearing and reconciling financial transactions; financial services, namely, mutual fund advisory and investment management services, mutual fund distribution services, mutual fund underwriting and administration services, and variable annuities investment services; clearance services, namely, clearing and settling financial transactions on behalf of others; maintaining assets and securities for others, and confirming and tracking financial transactions for others; insurance investment services; trust and estate planning and management services; retirement planning services; real estate investment and trust advisory and management services


First Use Date in General

01st Jan 2016

First Use Date in Commerce

01st Jan 2016

Specimens


NEUBERGER BERMAN INVESTMENT ADVISERS LLC specimenNEUBERGER BERMAN INVESTMENT ADVISERS LLC specimen

Mark Details


Serial Number

No 86770657

Mark Type

No Service Mark

Attorney Docket Number

No 285448

44D Filed

No

44D Current

No

44E filed

No

44E Current

No

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
01st Mar 2023NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
01st Mar 2023REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
01st Mar 2023CASE ASSIGNED TO POST REGISTRATION PARALEGAL
12th Aug 2022TEAS SECTION 8 & 15 RECEIVED
06th Sep 2021COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
08th Jan 2017APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
08th Jan 2017TEAS CHANGE OF OWNER ADDRESS RECEIVED
06th Sep 2016REGISTERED-PRINCIPAL REGISTER
03rd Aug 2016NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
02th Aug 2016ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED