on 22 Dec 2004
Last Applicant/ Owned by
National Association of Securities Dealers, Inc.
1735 K Street, N.W.
Washington D.C., , 20006
Serial Number
UK00904214052 filed on 22nd Dec 2004
Registration Number
UK00904214052 registered on
25th Jan 2006
Correspondent Address
IP Protection Department, 8th Floor, Riverbank House, 2 Swan Lane
London,
EC4R 3TT
Printed matter, namely manuals, magazines, newsletters, brochures, pamphlets and leaflets concerning regulations and requirements pertaining to the securities industry and corporate bonds, and regarding a database containing employment and disciplinary information on professionals in the securities industry; printed educational materials in the fields of securities regulation, trading of securities and corporate bonds, the securities industry and corporate bond markets.
Consulting services for others, namely, evaluate securities market risks and provide risk management recommendations; providing analysis of securities market management and operations; providing services to regulate the securities industry in order to maintain the integrity of the marketplace for the benefit and protection of investors, namely, registration of member firms and their employees; arranging of subscriptions for the publications of others; promoting the services of others, namely, advertising and marketing a series of discounted insurance, fiduciary bond, mail delivery and telecommunications services to members; on-line retail stores and mail-order catalogue services featuring booklets, manuals, audio and video tapes and compact discs dealing with the securities and investment industry, and featuring clothing, scarves, hats, bags, office supplies and accessories, watches, paper goods and calendars, umbrellas, and coffee mugs; business services, namely, providing an on-line database featuring employment and disciplinary information regarding professionals in the securities industry; collecting, compiling, analyzing and disseminating individual transaction data, price data, and aggregated activity and information on financial instruments; collecting derived or compiled information on activity in financial instruments.
Providing information via the Internet in the field of securities trading, corporate bond transactions, financial investments, securities firms and investor protection to govern securities day-trading activities; assisting securities and investment firms to assess disaster recovery plans; providing derived or compiled information by the internet regarding activity in financial instruments; providing advice regarding the structure of securities markets.
Educational services, namely, conducting seminars, conferences and workshops in the fields of securities and corporate bond trading, securities regulation; testing and examination of member firms and their employees.
Providing arbitration, mediation and dispute resolution services; providing analysis of securities market regulations; providing advice regarding the regulation of securities markets; providing advice regarding the use of technology to enforce securities market regulations and rules; providing information via the Internet in the field of securities regulation, and rules to govern securities day-trading activities; development of securities trading rules; monitoring securities markets around the world to determine compliance with regulations; creating and enforcing rules that govern the conduct of securities investment firms and their employees; regulating the securities and investment industries \ \.
UK00904214052
Word
Individual