NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
record initialized not assigned to examiner
on 07 Oct 2024
Last Applicant/ Owned by
750 First Street NE, Suite 990
Washington
DC
20002
Serial Number
98788843 filed on 07th Oct 2024
Registration Number
N/A
Correspondent Address
Andrew D. Price & Paula E. Hopkins
Filing Basis
No Filing Basis
Disclaimer
NO DATA
NASAA
Testing, analysis, and evaluation of the knowledge, skills, and abilities in the fields of financial investor protection, securities regulation and licensing of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist in the development, execution and recording of broker- Read More
Classification Information
Class [045]
Personal & Legal & Social Services
Political lobbying services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [042]
Computer & Software Services & Scientific Services
Testing, analysis, and evaluation of the knowledge, skills, and abilities in the fields of financial investor protection, securities regulation and licensing of individuals seeking licensure as broker-dealer agents or investment adviser representatives with state securities regulators; database services to state securities regulators to assist in the development, execution and recording of broker-dealer and investment adviser examinations
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [041]
Education and Entertainment Services
Educational services, namely, providing meetings, symposia, classes, workshops, seminars, webinars, and educational conferences in the fields of financial investor protection, securities regulation and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing training in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; developing examinations for state securities regulators to use in licensing broker-dealer agents and investment adviser representatives and for continuing education of investment adviser representatives; entertainment services, namely, providing podcasts in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; educational services, namely, providing educational speakers in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing a website featuring non-downloadable instructional videos in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [036]
Insurance & Financial Services
Providing on-line information, news, and commentary in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [016]
Paper Goods and Printed Material
Printed state securities model rules, statements of policy, model acts, and exam study guides and reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [009]
Computer & Software Products & Electrical & Scientific Products
Providing online downloadable state securities model rules, statements of policy, model acts, and exam study guides in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; providing online downloadable reports in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives; downloadable electronic data files, namely, forms for use by broker-dealers, investment advisers, and securities issuers in the fields of financial investor protection, securities regulation, and licensing of broker-dealer agents and investment adviser representatives
First Use Date in General
N/A
First Use Date in Commerce
N/A
Class [035]
Advertising, Business & Retail Services
Promoting the interests of state and provincial securities regulators and investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; advocacy services to protect investors and promote capital markets for the benefit of investors in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; public policy consultancy services in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives; providing public policy information in the fields of financial investor protection, securities regulation, and licensing of broker-dealers, broker-dealer agents, investment advisers, and investment adviser representatives via a website
First Use Date in General
N/A
First Use Date in Commerce
N/A
Mark Details
Serial Number
No 98788843
Mark Type
No Service Mark
Attorney Docket Number
No 601798
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
No
66A Current
No
Current Basis
Yes
No Basis
Yes
Legal History
| Status Date | Action Taken |
|---|---|
| 07th Oct 2024 | NEW APPLICATION ENTERED |