on 29 Jun 2021
Last Applicant/ Owned by
1295 State Street
Springfield
MA
01111
Serial Number
85292275 filed on 11th Apr 2011
Registration Number
4073474 registered on 20th Dec 2011
Filing Basis
1. use application currently
Disclaimer
NO DATA
Investment brokerage in the nature of broker dealer services for distribution of mutual funds, unit investment trusts, direct participation programs, stocks, bonds, and variable insurance products; securities underwriting; asset management; financial planning; investment advisory services
Investment brokerage in the nature of broker dealer services for distribution of mutual funds, unit investment trusts, direct participation programs, stocks, bonds, and variable insurance products; securities underwriting; asset management; financial planning; investment advisory services
01st Jan 2011
01st Jan 2011
No 85292275
No Service Mark
No 077180162001
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
29th Jun 2021 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
29th Jun 2021 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
29th Jun 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
29th Jun 2021 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
23rd Mar 2021 | TEAS SECTION 8 & 9 RECEIVED |
20th Dec 2020 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
06th Jan 2018 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
06th Jan 2018 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
06th Jan 2018 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
08th Dec 2017 | TEAS SECTION 8 & 15 RECEIVED |