on 18 Mar 2019
Last Applicant/ Owned by
Four Embarcadero Center
San Francisco
CA
94111
Serial Number
77531967 filed on 25th Jul 2008
Registration Number
3583217 registered on 03rd Mar 2009
Filing Basis
1. use application currently
Disclaimer
NO DATA
Investment advisory and supervisory services; mutual fund investment services; creation and management of mutual funds
Investment advisory and supervisory services; mutual fund investment services; creation and management of mutual funds
30th Nov 1994
30th Nov 1994
No 77531967
No Service Mark
No 089318.4000
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
18th Mar 2019 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
18th Mar 2019 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
18th Mar 2019 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
18th Mar 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
15th Feb 2019 | TEAS SECTION 8 & 9 RECEIVED |
17th Oct 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
17th Oct 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
03rd Mar 2018 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
13th Dec 2017 | REVIEW OF CORRESPONDENCE COMPLETE - POWER OF ATTORNEY ENTERED |
04th Dec 2017 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |