on 08 Feb 2023
Last Applicant/ Owned by
Suite 220
Wilmington
DE
198093727
Serial Number
76217587 filed on 28th Feb 2001
Registration Number
2609187 registered on 20th Aug 2002
Filing Basis
1. use application currently
Disclaimer
NO DATA
Investment advisory, management and supervisory services provided to institutional clients for both domestic and foreign investments in equity securities, debt securities, options on securities, over-the-counter derivatives, and forward foreign exchange contracts; Investment brokerage, namely sponsoring and selling, directly or indirectly, interests in private investment funds that invest in both Read More
Investment advisory, management and supervisory services provided to institutional clients for both domestic and foreign investments in equity securities, debt securities, options on securities, over-the-counter derivatives, and forward foreign exchange contracts; Investment brokerage, namely sponsoring and selling, directly or indirectly, interests in private investment funds that invest in both domestic and foreign equity securities, debt securities, options on securities, over-the-counter derivates, and forward foreign exchange contracts; investment advisory and management services, namely managing client securities, portfolios and accounts
23rd Jun 1986
30th Jun 1986
No 76217587
No Service Mark
No
No
No
No
No
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No
Status Date | Action Taken |
---|---|
08th Feb 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
08th Feb 2023 | REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) |
08th Feb 2023 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
08th Feb 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
22nd Jul 2022 | TEAS SECTION 8 & 9 RECEIVED |
08th Mar 2016 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
08th Mar 2016 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
06th Jan 2016 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
06th Jan 2016 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
11th Jul 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |