REGISTERED
on 27 Oct 2020
Last Applicant/ Owned by
3 Canal Plaza, Suite 100
Portland
ME
04101
Serial Number
88671790 filed on 29th Oct 2019
Registration Number
6183289 registered on 27th Oct 2020
Correspondent Address
Scott E. Benfield
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
Logo Mark Trademark Information
Providing temporary use of web-based software for use in order entry and order management for exchange-traded products, all for investment advisors and broker-dealers; Providing temporary use of web-based software for use in workflow management and record keeping and for the creation of marketing materials, all for investment advisors and broker-dealers; Providing an Internet website portal featur Read More
Classification Information
Class [045]
Personal & Legal & Social Services
Fiduciary compliance consulting, namely, consulting in the field of federal securities regulations governing investment advisors and broker-dealers; consulting services, namely, regulatory compliance consulting for advisers of privately offered funds, private equity firms, venture capital firms, and institutional asset managers; consulting and compliance services, namely, regulatory compliance consulting for legal, regulatory, financial, operational, marketing, and distribution requirements for exchange-traded funds, mutual and close end funds, and alternative investment funds in the field of federal securities regulations governing investment advisory activities; regulatory compliance consulting services for investment advisors and broker-dealers, hedge funds, private equity funds and venture capital funds in the field of federal securities regulations governing investment advisory activities, all in accordance with Securities and Exchange Commission rules and regulations
First Use Date in General
01st Sep 2019
First Use Date in Commerce
01st Sep 2019
Class [042]
Computer & Software Services & Scientific Services
Providing temporary use of web-based software for use in order entry and order management for exchange-traded products, all for investment advisors and broker-dealers; Providing temporary use of web-based software for use in workflow management and record keeping and for the creation of marketing materials, all for investment advisors and broker-dealers; Providing an Internet website portal featuring temporary use of web-based software application for use in workflow management, record keeping, ordering information, and for the creation of marketing materials, all for investment advisors and broker-dealers
First Use Date in General
01st Sep 2019
First Use Date in Commerce
01st Sep 2019
Class [036]
Insurance & Financial Services
Financial services, namely, placement agent services in the nature of private placement of hedge funds, private equity funds, and securities for others; securities underwriting; providing an Internet website portal in the field of financial information services
First Use Date in General
01st Sep 2019
First Use Date in Commerce
01st Sep 2019
Class [035]
Advertising, Business & Retail Services
Preparing financial reports for others for business and commercial purposes; providing an Internet website portal in the field of financial record-keeping for financial regulatory compliance purposes
First Use Date in General
01st Sep 2019
First Use Date in Commerce
01st Sep 2019
Mark Details
Serial Number
No 88671790
Mark Type
No Service Mark
Attorney Docket Number
No 58055.30US01
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
No
66A Current
No
Current Basis
No
No Basis
No
Design Code(s)
26.11.02 -
Plain single line rectangles
26.11.03 -
Incomplete rectangles
26.11.20 -
Rectangles inside another rectangle
26.17.12 -
Chevrons and angles
27.03.01 -
Geometric figures forming letters or numerals, including punctuation
Legal History
| Status Date | Action Taken |
|---|---|
| 17th Aug 2022 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| 17th Aug 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| 17th Aug 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| 17th Aug 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| 17th Aug 2022 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| 13th Oct 2021 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| 27th Oct 2020 | REGISTERED-PRINCIPAL REGISTER |
| 11th Aug 2020 | PUBLISHED FOR OPPOSITION |
| 11th Aug 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| 22nd Jul 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |