on 14 Jul 2023
Last Applicant/ Owned by
BRISBANE QLD 4000
AU
Serial Number
79172072 filed on 03rd Jun 2015
Registration Number
5111585 registered on 03rd Jan 2017
Correspondent Address
Seattle, WA 98104
UNITED STATES
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Financial management services; funds management services, namely, distribution of annuities and investment management services to affiliated investment managers; investment services, namely, asset acquisition, consultation, development and management services; financial management and compliance and risk services, namely, financial record-keeping for regulatory compliance purposes for used by affi Read More
Financial management services; funds management services, namely, distribution of annuities and investment management services to affiliated investment managers; investment services, namely, asset acquisition, consultation, development and management services; financial management and compliance and risk services, namely, financial record-keeping for regulatory compliance purposes for used by affiliated investment managers; funds management, namely, distribution of private equity funds and investment management for affiliated investment managers; providing information in the field of finance and fund investment and investment management; consultancy and advisory services in relation to finance, investment funds and financial investments
N/A
N/A
No 79172072
No Service Mark
No 740990900010
No
No
No
No
Yes
Yes
No
No
26.17.01 -
Straight line(s), band(s) or bar(s)
26.17.04 -
Vertical line(s), band(s) or bar(s)
Status Date | Action Taken |
---|---|
15th Apr 2024 | TOTAL INVALIDATION PROCESSED BY THE IB |
25th Mar 2024 | INVALIDATION PROCESSED |
25th Mar 2024 | TOTAL INVALIDATION OF REG EXT PROTECTION SENT TO IB |
14th Mar 2024 | TOTAL INVALIDATION OF REG EXT PROTECTION CREATED |
14th Jul 2023 | CANCELLED SECTION 71 |
01st Jul 2023 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
19th Jun 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
03rd Jan 2022 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
06th Mar 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
31st Dec 2018 | REVIEW OF CORRESPONDENCE COMPLETE - POWER OF ATTORNEY NOT ENTERED |