on 27 Oct 2020
Last Applicant/ Owned by
1301 SECOND AVENUE, 18TH FLOOR
SEATTLE
WA
98101
Serial Number
85008503 filed on 07th Apr 2010
Registration Number
3854008 registered on 28th Sep 2010
Filing Basis
1. use application currently
Disclaimer
NO DATA
Downloadable electronic financial publications, namely, prospectuses, fact sheets, financial reports, financial booklets, financial newsletters, and financial brochures all in the field of financial planning and investment for retirement
Downloadable electronic financial publications, namely, prospectuses, fact sheets, financial reports, financial booklets, financial newsletters, and financial brochures all in the field of financial planning and investment for retirement
30th Nov 2001
30th Nov 2001
No 85008503
No Service/Collective Mark
No 59293-627
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
27th Oct 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
27th Oct 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
27th Oct 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
27th Oct 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
09th Sep 2020 | TEAS SECTION 8 & 9 RECEIVED |
28th Sep 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
04th Jan 2019 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
19th Nov 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
19th Nov 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
18th Nov 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |