NON-FINAL ACTION - MAILED
final action
on 18 Nov 2024
Last Applicant/ Owned by
1330 St. Mary's Street, Suite 400
Raleigh
NC
27605
Serial Number
98529861 filed on 01st May 2024
Registration Number
N/A
Correspondent Address
Devon E. White
Filing Basis
1. filed as use application
2. use application currently
Disclaimer
NO DATA
JOBTRAX
Software as a service (SaaS) services featuring cloud-based software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management; Regulatory compliance consulting for companies in the investment management industry; Providing business information in the field of investment management; Pro Read More
Classification Information
Class [045]
Personal & Legal & Social Services
Regulatory compliance consulting for companies in the investment management industry;
First Use Date in General
31st Jan 2017
First Use Date in Commerce
31st Jan 2017
Class [042]
Computer & Software Services & Scientific Services
Software as a service (SaaS) services featuring cloud-based software for use by asset managers and financial institutions for use in financial asset management, compliance consulting and testing, financial portfolio compliance management;
First Use Date in General
31st Jan 2017
First Use Date in Commerce
31st Jan 2017
Class [036]
Insurance & Financial Services
Analysis, maintenance, and support services regarding the provision of financial regulatory filings, namely analysis, maintenance, and support services related to financial information for the asset and investment management industry, including hedge funds, financial best execution information, and transaction cost analysis for equity and foreign exchange markets, fixed income markets, and advisor-sold investments;
First Use Date in General
31st Jan 2017
First Use Date in Commerce
31st Jan 2017
Class [035]
Advertising, Business & Retail Services
Providing business information in the field of investment management; Providing business information in the field of business records and regulatory compliance filings; Financial recordkeeping in the fields of federal government securities regulations and state government securities regulations, investment advisory and investment company activities; Business consulting services in the investment management industry, namely, consulting in relation to database and workflow management, compliance services management, and regulatory filing monitoring provided in conjunction with the use of cloud-based software for database and workflow management, compliance services management, and regulatory filing monitoring for companies in the investment management industry; Business consulting services, namely, consulting on business management aspects of regulatory compliance for companies in the investment management industry; Financial recordkeeping and business consultation in the fields of federal securities regulations and state securities regulations government, investment advisory and investment company activities;
First Use Date in General
31st Jan 2017
First Use Date in Commerce
31st Jan 2017
Mark Details
Serial Number
No 98529861
Mark Type
No Service Mark
Attorney Docket Number
No 025017.0006
44D Filed
No
44D Current
No
44E filed
No
44E Current
No
66A Filed
No
66A Current
No
Current Basis
No
No Basis
No
Legal History
| Status Date | Action Taken |
|---|---|
| 18th Nov 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| 18th Nov 2024 | NON-FINAL ACTION E-MAILED |
| 18th Nov 2024 | NON-FINAL ACTION WRITTEN |
| 15th Nov 2024 | ASSIGNED TO EXAMINER |
| 27th Oct 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| 01st May 2024 | NEW APPLICATION ENTERED |