on 06 Feb 2017
Last Applicant/ Owned by
Suite 1
Appleton
WI
54914
Serial Number
78690947 filed on 11th Aug 2005
Registration Number
3183095 registered on 12th Dec 2006
Correspondent Address
Thomas J. Connelly
Filing Basis
1. use application currently
Disclaimer
NO DATA
Advice relating to investments; Capital investment consultation; Equity capital investment; Financial investment in the field of securities; Financial services in the nature of an investment security; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consul Read More
Advice relating to investments; Capital investment consultation; Equity capital investment; Financial investment in the field of securities; Financial services in the nature of an investment security; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Fund investment consultation; Funds investment; Investment advice; Investment consultation; Investment management; Investment management of and distribution of variable annuities; Investment of funds for others; Investment services, namely asset acquisition, consultation, development and management services; Management of a capital investment fund; Mutual fund investment; Trust services, namely, investment and trust company services
01st Aug 2005
05th Aug 2005
No 78690947
No Service Mark
No S08.002-MRK
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
07th Feb 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
07th Feb 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
06th Feb 2017 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
06th Feb 2017 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
06th Feb 2017 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
06th Feb 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
02th Dec 2016 | TEAS SECTION 8 & 9 RECEIVED |
12th Dec 2015 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
13th Feb 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
13th Feb 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |