on 11 Aug 2020
Last Applicant/ Owned by
630 Dundee Rd, Suite 200
Northbrook
IL
60062
Serial Number
77886998 filed on 05th Dec 2009
Registration Number
3827468 registered on 03rd Aug 2010
Correspondent Address
Amy Brozenic
Filing Basis
1. use application currently
Disclaimer
NO DATA
Investment services, namely, funds investment, fund investment consultation, investment management of and distribution of variable annuities, mutual fund investment; diversified 'model portfolio' funds investment and consultation services; mutual funds and separately managed accounts investment
Investment services, namely, funds investment, fund investment consultation, investment management of and distribution of variable annuities, mutual fund investment; diversified 'model portfolio' funds investment and consultation services; mutual funds and separately managed accounts investment
30th Sep 2009
30th Sep 2009
No 77886998
No Service Mark
No 498034
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
11th Aug 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
11th Aug 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
11th Aug 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
11th Aug 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
16th Jun 2020 | TEAS SECTION 8 & 9 RECEIVED |
03rd Aug 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
16th Sep 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
16th Sep 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
16th Sep 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
08th Jul 2016 | TEAS SECTION 8 & 15 RECEIVED |