on 20 Aug 2020
Last Applicant/ Owned by
630 Dundee Rd, Suite 200
Northbrook
IL
60062
Serial Number
77887001 filed on 05th Dec 2009
Registration Number
3831064 registered on 10th Aug 2010
Correspondent Address
Amy Brozenic
Filing Basis
1. use application currently
Disclaimer
NO DATA
High yield funds investment and consultation services; investment advisor to mutual funds; investment services, namely, funds investment, fund investment consultation, investment management of and distribution of variable annuities, mutual fund investment; fixed income, equities, alternative investments and derivatives fund management and consultation services; funds investment and consultation se Read More
High yield funds investment and consultation services; investment advisor to mutual funds; investment services, namely, funds investment, fund investment consultation, investment management of and distribution of variable annuities, mutual fund investment; fixed income, equities, alternative investments and derivatives fund management and consultation services; funds investment and consultation services in all asset classes; mutual funds and separately managed accounts investment
20th Jun 2007
20th Jun 2007
No 77887001
No Service Mark
No 498035
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
20th Aug 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
20th Aug 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
20th Aug 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
17th Aug 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
29th Jun 2020 | TEAS SECTION 8 & 9 RECEIVED |
10th Aug 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
06th Apr 2016 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
06th Apr 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
06th Apr 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
09th Feb 2016 | TEAS SECTION 8 & 15 RECEIVED |