tm logo
GUGGENHEIM CAPITAL
Live/Registered
REGISTERED AND RENEWED

on 21 Feb 2024

Last Applicant/ Owned by

227 W. Monroe, Suite 4800

Chicago

IL

60606

Serial Number

85456405 filed on 26th Oct 2011

Registration Number

4394586 registered on 03rd Sep 2013

in the Principal Register

Correspondent Address

Richard Y. Kim

Richard Y. Kim

One East Washington Street, Suite 2700

Phoenix,AZ 85004-2556

Filing Basis

1. intent to use

Disclaimer

NO DATA

GUGGENHEIM CAPITAL

Providing information, advice and consulting in the fields of finance, insurance, banking, financial asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; Read More

Classification Information


Class [036]
Insurance & Financial Services


Providing information, advice and consulting in the fields of finance, insurance, banking, financial asset management and investment; financial investment in the fields of securities, funds, real estate, and venture capital businesses; investment management and financial asset management services; investment of funds for others; securitization, structuring and administration of investment assets; securities and investment brokerage services; investment banking services; trust services, namely, investment and trust company services; and providing online computer databases in the fields of finance, banking, financial asset management and investment

Mark Details


Serial Number

No 85456405

Mark Type

No Service Mark

Attorney Docket Number

No 80960.01000

44D Filed

No

44D Current

No

44E filed

No

44E Current

Yes

66A Filed

No

66A Current

No

Current Basis

No

No Basis

No

Legal History


Show more

Status DateAction Taken
21st Feb 2024REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
21st Feb 2024REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
21st Feb 2024NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
20th Feb 2024CASE ASSIGNED TO POST REGISTRATION PARALEGAL
25th Aug 2023TEAS SECTION 8 & 9 RECEIVED
03rd Sep 2022COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
11th Jun 2020REVIEW OF CORRESPONDENCE COMPLETE - ADDRESS UPDATED
24th Apr 2020TEAS CHANGE OF OWNER ADDRESS RECEIVED
24th Apr 2020TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
24th Apr 2020ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED