on 25 Nov 2023
Last Applicant/ Owned by
Edinburgh EH2 2LL
Serial Number
79119237 filed on 04th Jul 2012
Registration Number
4416410 registered on 15th Oct 2013
Correspondent Address
David A.W. Wong
Filing Basis
1. filing basis filed as 66 a
Disclaimer
NO DATA
Financial services, namely, offering a total portfolio for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments, investment management, investment consultation and investment of funds for others, commodity trading and managed futures advisory and management, operation and management of hedge funds, commodity pools and other collective Read More
Financial services, namely, offering a total portfolio for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments, investment management, investment consultation and investment of funds for others, commodity trading and managed futures advisory and management, operation and management of hedge funds, commodity pools and other collective investment vehicles; fund investment management
No 79119237
No Service Mark
No 57713-223659
No
No
No
No
Yes
Yes
No
No
Status Date | Action Taken |
---|---|
25th Nov 2023 | REGISTERED-SEC.71 ACCEPTED |
25th Nov 2023 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
18th Sep 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
28th Feb 2023 | TEAS SECTION 71 RECEIVED |
15th Oct 2022 | COURTESY REMINDER - SEC. 71 (10-YR) E-MAILED |
21st Jul 2022 | INTERNATIONAL REGISTRATION RENEWED |
25th Feb 2022 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
21st Oct 2019 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
21st Oct 2019 | REGISTERED - SEC. 71 ACCEPTED & SEC. 15 ACK. |
21st Oct 2019 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |