accepted and acknowledged
on 31 Mar 2022
Last Applicant/ Owned by
One Franklin Parkway
San Mateo
CA
944031906
Serial Number
86867066 filed on 06th Jan 2016
Registration Number
5065910 registered on 18th Oct 2016
Correspondent Address
Jordan Arnot Leahey
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
Advice relating to investments; Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Read More
Advice relating to investments; Establishing mutual funds for others; Financial advisory and consultancy services; Financial analysis and consultation; Financial planning and investment advisory services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, investment fund transfer and transaction services; Financial services, namely, operation and management of hedge funds, commodity pools and other collective investment vehicles, and trading for others of securities, options, futures, derivatives, debt instruments and commodities; Financial services, namely, a total portfolio offering for high net worth clients consisting of both separate accounts and mutual funds for equity and fixed income investments; Financial information and advisory services; Fund investment consultation; Funds investment; Hedge fund investment services; Investment advisory services; Investment consultation; Investment management; Mutual fund advisory services; Mutual fund distribution; Mutual fund investment; Mutual funds and capital investment; Transfer agency services rendered to issuers of investment securities
05th Jun 2016
05th Jun 2016
No 86867066
No Service Mark
No
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
31st Mar 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
31st Mar 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
31st Mar 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
17th Mar 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
17th Mar 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
17th Mar 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
26th Oct 2021 | TEAS SECTION 8 & 15 RECEIVED |
18th Oct 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
18th Oct 2016 | REGISTERED-PRINCIPAL REGISTER |
13th Sep 2016 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |