on 28 Nov 2014
Last Applicant/ Owned by
1290 Broadway, #1625
Denver
CO
80203
Serial Number
76318835 filed on 25th Sep 2001
Registration Number
2904075 registered on 23rd Nov 2004
Filing Basis
1. intent to use
2. use application currently
Disclaimer
NO DATA
indicate membership in an association of financial planning and investment advisors
indicate membership in an association of financial planning and investment advisors
31st Dec 1999
31st Dec 1999
No 76318835
No Service/Collective Mark
No 809011UST1
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
14th Nov 2024 | TEAS SECTION 8 & 9 RECEIVED |
23rd Nov 2023 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
28th Nov 2014 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
28th Nov 2014 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
28th Nov 2014 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
28th Nov 2014 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
10th Nov 2014 | TEAS SECTION 8 & 9 RECEIVED |
20th Dec 2010 | AMENDMENT UNDER SECTION 7 - PROCESSED |
10th Dec 2010 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
04th Dec 2010 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |