on 14 Dec 2021
Last Applicant/ Owned by
5400 University Avenue
West Des Moines
IA
50266
Serial Number
90168625 filed on 09th Sep 2020
Registration Number
6586053 registered on 14th Dec 2021
Correspondent Address
David M. Breiner
Filing Basis
1. use application currently
Disclaimer
NO DATA
Broker-dealer financial services in the field of securities, stocks, bonds, mutual funds; securities brokerage services to retail investors for the purpose of buying, selling and recommending security products; offering selection of investments to brokerage customers, namely, mutual funds distribution, variable insurance products life insurance underwriting, investment advice in the fields of fixe Read More
Broker-dealer financial services in the field of securities, stocks, bonds, mutual funds; securities brokerage services to retail investors for the purpose of buying, selling and recommending security products; offering selection of investments to brokerage customers, namely, mutual funds distribution, variable insurance products life insurance underwriting, investment advice in the fields of fixed income securities, exchange traded fund, unit investment trust and listed equity securities; providing guidance on investment choices being investment advice; financial and investment services, namely, management and brokerage in the fields of stocks, bonds, options, commodities, futures and other securities, and the investment of funds of others
31st Aug 2012
31st Aug 2012
No 90168625
No Service Mark
No 14537.0150
No
No
No
No
No
No
No
No
Status Date | Action Taken |
---|---|
14th Dec 2021 | REGISTERED-PRINCIPAL REGISTER |
28th Sep 2021 | PUBLISHED FOR OPPOSITION |
28th Sep 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
08th Sep 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
25th Aug 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
25th Aug 2021 | EXAMINER'S AMENDMENT ENTERED |
25th Aug 2021 | EXAMINERS AMENDMENT E-MAILED |
25th Aug 2021 | EXAMINERS AMENDMENT -WRITTEN |
25th Aug 2021 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
18th Aug 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |